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MoneyboxSaturday, 26 October, 2002, 13:57 GMT 14:57 UK
Split caps: Financial Services Authority statements and publications
The following list - which has been checked with the FSA - is believed to be a complete list of the publicly available documents where the FSA's views on splits have been expressed.

March 2001
Regulatory Update 85 refers to income shares of Split Capital Investment Trusts.

16 October 2001
Treasury Select Committee meets and calls FSA Chairman Sir Howard Davies; Carol Sergeant who runs the regulatory processes and risk directorate; and John Tiner, Managing Director, Consumer, Investment and Insurance Directorate.

The subject of splits is raised by MPs (Qs 94-100).

17 December 2001
Discussion Paper 10 - Split Capital Closed End Funds published with press release and newsletter.

1 February 2002
Ken Rushton, FSA Director of UK Listing Authority spoke at an AITC supported City & Financial Conference on The Regulation of Split Capital Closed End Funds; he focused on Disclosure.

No web link available.

5 Feb 2002
John Tiner, Managing Director of the FSA speaks to a conference of investment trust directors organised by the Association of Investment Trusts and Companies.

9 April 2002
Consumer Information Bulletin on splits is published - no longer available except as Annex B to FSA Policy Statement of 16 May 2002 - see below.

16 May 2002
Policy Statement Split Capital Investment Trusts (Splits) Update report on FSA's enquiry into the Split Capital Investment Trust Market published with press release and newsletter.

11 July 2002
Treasury Select Committee investigates splits and calls John Tiner, Managing Director of FSA and Ken Rushton, Director of UK Listing Authority (Qs 185-251). More.

17 July 2002
Revised Consumer Information Bulletin on splits is published on the web only..

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22 Oct 02 | Business
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